Compliance Keeper – Manage Employee License Compliance2019-03-20T09:40:59-06:00

Introducing your simple, streamlined financial services compliance management solution. Compliance Keeper empowers you to administer, schedule, communicate, report and customize employee training programs to ensure compliance. This cloud-based solution alleviates issues regularly plaguing compliance officers, such as tracking loan officer’s completed pre-licensing and continuing education courses, compliance report generation, and assessing company risk and liability.

  • Mitigate your risk, save time and money on audit preparation
  • Eliminate manual assignments by leveraging automatic notifications to alert your employees
  • Ensure you meet state and national regulatory compliance requirements

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License dashboard provides a summary of employee license compliance status.